General Counsel and Chief Compliance Officer at Hunterbrook
Fitz joined Hunterbrook from Engine No. 1, the activist investment fund, where she was the Chief Compliance Officer and Deputy General Counsel. Previously, she spent seven years at the SEC, where she served across the Examinations and Enforcement Divisions, before becoming Senior Counsel to Commissioner Allison Lee. Her work spanned rulemaking, enforcement, litigation, whistleblowers, and on-site examinations of registrants including broker-dealers, investment advisers, private fund advisers, and mutual funds. Fitz has a BBA from Pace University, an MBA from Wharton at UPenn, and a JD from Washington University School of Law in St. Louis, where she later taught federal regulations and enforcement as an Adjunct Professor. Fitz is on the Board of Directors for the National LGBTQ+ Bar Association and previously served on the Board of the ACLU of Missouri, the GAP Foundation, and the Migrant and Immigrant Community Action Project (MICA) Project. She has previously held a Series 7 license with FINRA and is currently registered with the state bar in DC and New York. She is a co-founder and partner of Cotogna Sports Group. Fitz is based in Oakland, CA.